CLOSE X
Home Knowledge Hub

Knowledge Hub

SCORES | SEBI Complaints Redress System

FILING COMPLAINTS ON SCORES BY SEBI – EASY & QUICK

    • Mandatory details for filing complaints on SCORES:
      • Name, PAN, Address, Mobile Number, Email ID
  • BENEFITS

    • Effective communication
    • Speedy redressal of the grievances

 For reference :

NOTICES

Notice No.-20211228-12Notice Date –28 Dec 2021
Category –OthersSegment –General
Subject –Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites
Attachments –Annexure A.pdf ;
Disclaimer: This has reference to our earlier Notice no. 20211206-68 dated December 06, 2021 informing about the SEBI Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/676 dated December 02, 2021 regarding Publishing Investor Charter and Disclosure of Investor Complaints by Stock Brokers on their websites.

We would like to draw your attention to Annexure A in the SEBI circular, wherein the complaints resolution process at Stock Exchange is explained graphically. The said part is to be read as “if the client is not satisfied with the GRC order, he may File for Arbitration (Not Appellate Arbitration as mentioned in the circular) and Arbitration award passed (Not Appellate Award passed as mentioned in the circular) and if the client is not satisfied with Arbitration award, he may file for Appellate Arbitration.”

Accordingly, the revised graphical representation is attached as Annexure A. Trading Members are advised to take note of the above.

Rate this blog

Comments

Be the first to comment this article.

Waiting to help you - Ways to reach us!

S R STOCK BROKING PVT LTD. 19, Synagogue Street, City Center, 2nd Floor, Room no. 214, Kolkata - 700 001 GET DIRECTION
WE'RE JUST A CALL AWAY 033 - 22434689 / +919830081262
FOLLOW US@
Attention Investors

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries forrefund as the money remains in investors account.

Prevent Unauthorized Transactions in your demat account --> Update your mobile number with your depository participant. Receive alerts on your registered mobile for all debit and other important transactions in your demat account directly from NSDL on the same day........ issued in the interest of investors.

KYC is a one-time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | (As instructed by SEBI, We hereby declare that we do engage in proprietary trading in all segment across the exchange.)

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f September 01, 2020.

Effective communication & Speedy redressal of the grievances a. Register on SCORES portal b. Mandatory details for filing complaints on SCORES:i. Name, PAN, Address, Mobile Number, Email ID c. Benefits:i. Effective Communication ii. Speedy redressal of the grievances link: https://scores.gov.in/scores/Welcome.html

E-Voting Links: NSDL | CDSL

Copyrights © 2024 S R STOCK BROKING PVT. LTD. All Rights Reserved.

Designed, Developed & Content Powered by Accord Fintech Pvt Ltd.